Compliance
Risk
Portfolio managers and trustees are subject to FINMA supervision and must meet demanding requirements. We set up your governance in line with supervisory law – organisation, risk management and internal control system – and support the authorisation process with FINMA and the supervisory organisation (SO).
On request, we take over key functions such as compliance and risk management on an outsourced basis – ongoing, independent and compliant.
AML Compliance
We implement the requirements of the AMLA, FinIA and FinSA in practice – from risk analysis to reporting.
AML compliance under the AMLA: we set up due diligence obligations, transaction monitoring and reporting, prepare the AMLA directive and train your staff.
Framework
Directives, regulations & manuals: organisational regulations, risk management, internal control system and code of conduct under the FinSA – prepared and kept up to date.
Legal certainty.
Governance and regulatory certainty for portfolio managers and trustees.
Talk to us.
We advise you personally – in German, English and Russian.